Open Access Presentation + Paper
9 September 2021 Ubiquity of Fourier transformation in optical sciences
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Abstract
This paper contains a transcript of my presentation at the Wyant Tribute Symposium on August 2, 2021 at SPIE’s Optics and Photonics conference in San Diego, California. The technical part of the paper has no overlap with a previous article of mine that was published in Applied Optics last year, bearing the same title as this one. The applications of Fourier transformation described in the present paper include the central limit theorem of probability and statistics, the Shannon-Nyquist sampling theorem, and computing the electromagnetic field radiated by an oscillating magnetic dipole.
Conference Presentation

1.

Introduction.

Let me begin by saying that I have known Jim for 33 years. This is what he looked like when I joined the Optical Sciences Center (now College of Optical Sciences) in the Fall of 1988. You can tell that he hasn’t changed a bit.

00213_psisdg11813_118130i_page_1_1.jpg

In contrast, see how the rest of us have aged; this is what I looked like in those days!

00213_psisdg11813_118130i_page_1_2.jpg

For reasons that will become clear in a few minutes, whenever I think of Jim Wyant, the following story pops into my head.

A destitute man happens to meet the Lord Almighty.

He asks: “God, what’s a million years to you?”

The Lord responds: “Oh, nothing; it’s just like a second to me.”

The poor man asks: “God, what’s a million dollars to you?”

The Lord says: “Nothing; it’s like a penny to me.”

The man finally says: “Dear Lord, may I have a penny?”

To which the Lord responds: “Absolutely; please wait a second!”

00213_psisdg11813_118130i_page_1_3.jpg

Now, here’s the background story. There was a time that I thought I had many rich and generous friends. So, I had this idea of asking each of them to donate half a million dollars to our College, so that we could create endowed scholarships in their own names. I asked Jim to accompany me to the office of the University’s vice-president to see if she would agree to match such donations by covering the students’ tuition and other expenses. To our delight, vice-president Leslie Tolbert loved the idea and consented to our request. Moreover, she allowed us to have as many as 30 such endowed scholarships with matching provided from her office’s budget.

I have many rich and generous friends!

00213_psisdg11813_118130i_page_2_1.jpg

On our way back from the VP’s office, I turned to Jim and said: “Jim, why don’t you become a donor and give us the first half-million dollars to start this Friends of Tucson Optics (FoTO) scholarship program. To which Jim responded: “You’ll never get a penny from me!” Fortunately for our College and for our students (then and forever after), we didn’t have to wait a million years for Jim to change his mind! In less than two weeks, Jim had decided to endow the first FoTO scholarship—to be named after his beloved deceased wife, Louise.

Louise Wyant

00213_psisdg11813_118130i_page_2_2.jpg

We went on to receive a few more gifts from generous individuals and established a couple more endowed FoTO scholarships. A few years later, Jim announced that he would donate another 10 million dollars to the College, provided that the College would use the money for a four-to-one matching of $100,000 gifts. That is when the money started pouring in and, in a matter of two to three years, we had all thirty FoTO scholarships fully endowed, thanks to Jim’s generosity.

As for my rich and generous friends that I had initially intended to rely upon, it turned out that my rich friends weren’t generous, and my generous friends weren’t rich!

My rich friends aren’t generous, and my generous friends aren’t rich!

00213_psisdg11813_118130i_page_2_3.jpg

With regard to my presentation today, I wanted to do something that touched upon the educational aspects of our College. As you all know, Jim is a gifted teacher and, to my eternal consternation (!), our students have always had a much higher opinion of him as an instructor than they’ve had of the rest of us on the faculty. So, I thought I should contribute a paper to this symposium that might have some educational value. That is when I hit upon the unifying theme of Fourier transformation.

Our colleague, Prof. Sasian, edited a special edition of Applied Optics last year. This was a commemorative issue in honor of the renaming of our College to James C. Wyant College of Optical Sciences. My plan was to submit a paper entitled “Ubiquity of Fourier Transformation in Optical Sciences” to that special issue of Applied Optics, then present some of its results at this Tribute Symposium to Dean Wyant, which was initially scheduled for last August. Unfortunately, the pandemic intervened and the Tribute was postponed until this week.

That Applied Optics paper1 has now been in the public domain for more than a year and, in any event, there isn’t much time available today for me to discuss the technical aspects of the paper in any detail. So, I’ll just mention the kind of topics that are covered in the paper, hoping that you will find them sufficiently interesting to look up the details on your own. The published version of this presentation, however, will contain a few more applications of Fourier transformation that were not covered in the Applied Optics paper.

The organization of this paper is as follows. In Sec.2, I describe the central limit theorem of probability and statistics, which is the fundamental mathematical argument as to why many natural phenomena appear to have a Gaussian probability distribution. The comb function, comprising an infinite array of identical, equi-spaced delta-functions, is the subject of Sec.3, where I use two different methods to show that comb(s) is the Fourier transform of comb(x). Section 4 describes how one may use the comb function to derive the Fourier series coefficients of periodic functions. Another application of the comb function in the context of the Shannon-Nyquist sampling theorem is the subject of Sec.5. Finally, in Sec.6, I use a Fourier-transform-based method to solve Maxwell’s equations of classical electrodynamics and derive the radiation field of a magnetic dipole oscillator.

2.

The central limit theorem.

It is a well-known fact that the Fourier transform of the unit rectangular function, rect(x), is sinc(s) = sin(πs)/(πs).2 Successive convolutions of rect(x) with itself yield tri(x) = rect(x) * rect(x), whose Fourier transform is sinc2(s), and hump(x) = rect(x) * rect(x) * rect(x), whose Fourier transform is sinc3(s). Clearly, the N-fold convolution of rect(x) with itself yields a function of total width N, unit area, and Fourier transform sincN(s), whose profile along the x-axis approaches that of a Gaussian function as N continues to rise.

Considering that sin(πs) = πs – (πs)3/3! + ···, it is seen that 00213_psisdg11813_118130i_page_3_1.jpg in the immediate vicinity of s = 0 and that, further away from the origin, it has positive as well as negative values whose magnitudes are significantly smaller than 1. Thus, sincN(s) for large N is a function of s that, to a good approximation, equals 00213_psisdg11813_118130i_page_3_2.jpg in the immediate neighborhood of the origin, and remains close to zero elsewhere. Given that eαs2 ≅ 1 – αs2 around s = 0, we conclude that sincN(s) approaches the Gaussian function 00213_psisdg11813_118130i_page_3_3.jpg for sufficiently large N. The inverse Fourier transform of this function, namely, 00213_psisdg11813_118130i_page_3_4.jpg, should thus provide a good approximation to the N-fold convolution of rect(x) with itself.

The method described in the preceding paragraph is quite general and can be applied to the convolution of a large number of functions that may or may not be identical, say, f1(x) * f2(x) * ··· * fN(x), provided that the individual functions satisfy certain constraints. As an example, let us consider a large number of independent random variables, say, x1, x2, · · ·, xN, having respective probability distributions p1(x), p2(x), ···, pw(x). In general, pn(x) ≤ 0 and 00213_psisdg11813_118130i_page_3_5.jpg. The sum xsum = x1 + x2 + ··· + xN of these random variables is known to have the probability distribution psum(x) = p1(x) * p2(x) * ··· * pw(x).3

Next, we define an average value 00213_psisdg11813_118130i_page_4_1.jpg and variance 00213_psisdg11813_118130i_page_4_2.jpg for each random variable, then shift 00213_psisdg11813_118130i_page_4_3.jpg along the x-axis to arrive at the shifted (or centered) probability-density function 00213_psisdg11813_118130i_page_4_4.jpg, which satisfies the following identities:

00213_psisdg11813_118130i_page_4_5.jpg
00213_psisdg11813_118130i_page_4_6.jpg

Denoting the so-called characteristic function2-4 of the probability density 00213_psisdg11813_118130i_page_4_7.jpg 00213_psisdg11813_118130i_page_4_8.jpg, we find the following identities among 00213_psisdg11813_118130i_page_4_9.jpg and 00213_psisdg11813_118130i_page_4_10.jpg:

00213_psisdg11813_118130i_page_4_11.jpg
00213_psisdg11813_118130i_page_4_12.jpg
00213_psisdg11813_118130i_page_4_13.jpg
00213_psisdg11813_118130i_page_4_14.jpg
00213_psisdg11813_118130i_page_4_15.jpg

It is now easy to verify that, for the N independent random variables under consideration, 00213_psisdg11813_118130i_page_4_16.jpg. Moreover, given that 00213_psisdg11813_118130i_page_4_17.jpg in the immediate vicinity of s = 0, if all characteristic functions 00213_psisdg11813_118130i_page_4_18.jpg happen to have a magnitude strictly less than 1.0 at s ≠ 0, their product 00213_psisdg11813_118130i_page_4_19.jpg will rapidly decline toward zero away from the origin (s = 0). One can then approximate Eq.(7) as follows:

00213_psisdg11813_118130i_page_4_20.jpg

The inverse Fourier transform of Eq.(8) now yields the probability density function of xsum as

00213_psisdg11813_118130i_page_4_21.jpg

This is the main conclusion of the central limit theorem of probability and statistics, explaining why so many natural phenomena, each arising as the superposition of a large number of more or less independent random variables, tend to have a Gaussian probability distribution.

3.

The comb function.

The function comb(x) is a periodic function of the real variable x, where each period consists of a single delta-function; that is, 00213_psisdg11813_118130i_page_4_22.jpg. The standard way of showing that the Fourier transform of comb(x) is comb(s) starts by truncating the tails of the function where |n| > N, evaluating the Fourier transform of the truncated function, then allowing N to rise to infinity,2,4 We thus find

00213_psisdg11813_118130i_page_4_23.jpg

Now, in the limit when N → ∞, the function sin[π(2N + 1)s] oscillates rapidly with a changing s, and one must carefully examine its behavior in the vicinity of sn = (i.e., around the points where s is an integer multiple of π), because the denominator sin(πs) as well as the numerator are very close to zero around such points. It is not difficult to see that, in the immediate vicinity of each sn, the function approaches (2N + 1)sinc[(2N + 1)(ssn)], where, as before, the sinc function is defined as sinc(s) = sin(πs)/(πs). Thus, in the limit when N → ∞, the function appearing on the right-hand side of Eq.(1) approaches comb(s).

An alternative way of demonstrating the same thing involves raising the function cos(πx) to the power 2N, where N is a positive integer, then allowing N to go to infinity. In the immediate vicinity of xn = n, where n is a positive, zero, or negative integer, the function cos2(πx) is very close to 1, which makes its Nth power also close to 1. However, as soon as x moves away from xn, cos2N(πx) drops below zero and its Nth power rapidly approaches zero as N → ∞. Thus, in cos2N (πx), we have a periodic function consisting if narrow bumps of height 1, centered at xn = n, which approaches zero everywhere else when N → ∞. The area under each bump is readily found using the method of integration by parts, as follows:

00213_psisdg11813_118130i_page_5_2.jpg

Considering that 00213_psisdg11813_118130i_page_5_3.jpg, Eq.(11) yields 00213_psisdg11813_118130i_page_5_4.jpg. This area, of course, approaches zero as N → ∞, because the bumps become narrower and narrower while their height remains fixed at 1. However, the function (2N)!! cos2N(πx)/(2N – 1)!!, whose bumps continually increase in height as their width shrinks with an increasing N, properly represent the function comb(x) in the limit when N → ∞.

Next, we consider the Fourier transform of 00213_psisdg11813_118130i_page_5_5.jpg, namely, 00213_psisdg11813_118130i_page_5_6.jpg. Using the convolution theorem of Fourier transformation,2,4 the following pattern emerges:

00213_psisdg11813_118130i_page_5_7.jpg

This is an array of δ-functions centered at s = 0 and extending (symmetrically) over integer values of s from –N to N. The magnitude of the largest δ-function, located at s = 0, is 00213_psisdg11813_118130i_page_5_8.jpg. Scaling of cos2N(πx) by the factor (2N)!!/(2N – 1)!! causes the magnitude of this central δ-function to become

00213_psisdg11813_118130i_page_5_9.jpg

The adjacent δ-functions located at s = ±1 are slightly smaller, having magnitude N/(N + 1). The next adjacent δ-functions located at s = ±2 are a bit smaller, at N(N – 1)/(N + 1) (N + 2), and so on. It should thus be clear that, as N → ∞ and the function (2M)!! cos2N(πx)/(2N – 1)!! approaches comb(x), its Fourier transform, a tapered array of 2N + 1 delta-functions centered at s = 0, approaches comb(s).

4.

The Fourier series.

Many textbooks on Fourier transform theory begin by introducing the Fourier series, associated with periodic functions, as a first step toward discussing the Fourier integral for an arbitrary function f(x). However, the reverse approach of starting with the Fourier integral 00213_psisdg11813_118130i_page_6_1.jpg, then specializing to the case of periodic functions, has certain merits. Let fp(x) represent a single period, confined to the interval (x0, x0 + p], of the periodic function f(x). Recalling that p–1comb(x/p) is a periodic array of unit δ-functions located at xn = np, where the integer n could be positive, zero, or negative, one may write f(x) = p–1comb(x/p) * fp(x). The convolution theorem2,4 now yields

00213_psisdg11813_118130i_page_6_3.jpg

Thus, the Fourier transform of a periodic function consists of an array of equi-spaced δ-functions (located at sn = n/p), where the amplitude of the nth delta-function is given by

00213_psisdg11813_118130i_page_6_4.jpg

The inverse Fourier transform now yields the Fourier series of the periodic function, as follows:

00213_psisdg11813_118130i_page_6_5.jpg

In the special case when fp(x) is real-valued, Eq.(15) yields 00213_psisdg11813_118130i_page_6_6.jpg. Consequently,

00213_psisdg11813_118130i_page_6_7.jpg

In the above equation,

00213_psisdg11813_118130i_page_6_8.jpg
00213_psisdg11813_118130i_page_6_9.jpg
00213_psisdg11813_118130i_page_6_10.jpg

In this way, the Fourier series coefficients of a periodic function f(x) of period p, are obtained as the normalized sampled values p–1Fp(n/p) of the Fourier transform Fp(s) of a single period fp (x), in accordance with Eq.(16). Alternatively, if f(x) happens to be real-valued, the Fourier coefficients are derived from the sine and cosine transforms of fp(x), in accordance with Eqs.(17).

5.

The Shannon-Nyquist Sampling theorem.

In modern digital signal processing, electronic communication, and information storage, analog waveforms are sampled at regular intervals, then converted to a digital format.2,4 The Fourier transform F(s) of the waveform (or signal) under consideration, namely, f(t), is said to be bandlimited if F(s) turns out to be negligible outside the frequency interval (–w, w). Under such circumstances, multiplying f(t) with the sampling function p–1comb(t/p), namely, an array of unit δ-functions at regular intervals Δt = p, creates a sampled function p–1comb(t/p)/(t), whose Fourier transform, comb(ps) * F(s), may be written as 00213_psisdg11813_118130i_page_7_1.jpg. This sum over the shifted copies of F(s) by integer-multiples of 1/p would preserve the information content of the original signal f(t) if the shifted copies of F(s) do not overlap each other; that is, if 1/p > 2w. In other words, the rate 1/p of sampling f(t) at regular intervals p must exceed the (two-sided) width 2w of the frequency spectrum F(s) of f(t).

During the reconstruction of the original signal f(t) from its uniformly-spaced samples f(np), the discretized function p–1comb(t/p)/(t) is sent through a linear, shift-invariant, low-pass filter, whose transfer function H(s) = ρ rect(ps) multiplies the Fourier transform of the input waveform. Assuming the sampling rate satisfies the aforesaid Nyquist criterion, the individual copies of F(s) that are present within the spectrum of the input waveform will be well-separated from each other, thus allowing the filter to extract the original (unshifted) copy of F(s) and perfectly reproduce the signal f(t) at its output. The inverse Fourier transform of H(s) is the so-called impulse-response of the filter, which is presently given by h(t) = sinc(t/p). The output f(t) of the filter, being the convolution between the input waveform and the impulse-response, is thus seen to be

00213_psisdg11813_118130i_page_7_2.jpg

The function sinc(t/p), whose properly shifted and scaled copies reconstruct the original signal f(t) in accordance with Eq.(18), is known as the interpolation function.2

6.

Radiation by an oscillating magnetic point-dipole.

Consider a magnetic point-dipole 00213_psisdg11813_118130i_page_7_3.jpg, sitting at the origin of the xyz coordinates in free space and oscillating at the fixed frequency ω0. The spatio-temporal magnetization distribution of this dipole is written as

00213_psisdg11813_118130i_page_7_4.jpg

Fourier transforming the above magnetization profile in four-dimensional spacetime (r, t), we find

00213_psisdg11813_118130i_page_7_5.jpg

The electric current-density associated with our point-dipole is 00213_psisdg11813_118130i_page_7_6.jpg; here, μ0 is the permeability of free space.5 The Fourier transform 00213_psisdg11813_118130i_page_7_7.jpg of this current-density now yields the Fourier transform of the vector potential A(r, t) produced (in the Lorenz gauge) by the oscillating magnetic dipole in its surrounding space, as follows:1,5

00213_psisdg11813_118130i_page_7_8.jpg

As for the scalar potential ψ(r, t) produced by the dipole (again, in the Lorenz gauge), we note that, since magnetic dipoles do not possess an electric charge, that is, ρ(r, t) = 0, their scalar potential 00213_psisdg11813_118130i_page_7_9.jpg is zero; here, ɛ0 is the permittivity of free space.5

Our next task is to determine the spatio-temporal distribution A(r, t) of the vector potential by inverse Fourier transforming 00213_psisdg11813_118130i_page_7_10.jpg as given by Eq.(21). To this end, we write

00213_psisdg11813_118130i_page_8_1.jpg

This is neither the retarded nor the advanced vector potential at this point. To arrive at the retarded potential, we need to include an appropriate superposition of plane-waves that exist, independently of our oscillating dipole, in free space. Such plane-waves have a temporal frequency ω = ω0 and reside on a spherical surface of radius k = ω0/ω in the k-space.1 It is not difficult to guess that the desired distribution in the (k, ω) space of this vacuum vector potential should be

00213_psisdg11813_118130i_page_8_2.jpg

Here, δ(ω ± ω0) ensure that the vacuum potential oscillates at the frequency ω0; similarly, the confinement of the k-vectors to the requisite spherical surface is guaranteed by δ[k – (ω0/c)]. The term 00213_psisdg11813_118130i_page_8_3.jpg is needed if the plane-waves are to comply with the Lorenz gauge, and also enforces the 00213_psisdg11813_118130i_page_8_4.jpg-directed orientation of the vacuum vector potential in the (r, t) space—to be confirmed shortly. Finally, the constant coefficient ½π2m0 is chosen to make Avac(r, t) properly combine with our magnetic dipole’s vector potential given by Eq.(22). The vacuum vector potential in (r, t) space is now found straightforwardly by an inverse Fourier transformation of 00213_psisdg11813_118130i_page_8_6.jpg of Eq.(23); that is,

00213_psisdg11813_118130i_page_8_7.jpg

Adding the vacuum potential of Eq.(24) to that of the magnetic dipole given by Eq.(22), we finally arrive at the retarded vector potential of the oscillating point-dipole, namely,

00213_psisdg11813_118130i_page_9_1.jpg

This is the exact solution of Maxwell’s equations for the vector potential produced by our magnetic point-dipole. Given that the corresponding scalar potential ψ(r, t) equals zero, it is easy to verify the satisfaction of the Lorenz gauge condition ∇ · A + c–2 ∂ψ/∂t = 0.5 The electromagnetic fields may now be derived using 00213_psisdg11813_118130i_page_9_2.jpg and B(r, t) = × A, as follows:

00213_psisdg11813_118130i_page_9_3.jpg
00213_psisdg11813_118130i_page_9_4.jpg

The rate of flow of electromagnetic energy is given by the time-averaged Poynting vector, namely,

00213_psisdg11813_118130i_page_9_5.jpg

Here, 00213_psisdg11813_118130i_page_9_6.jpg is the impedance of free space. Integrating the above rate of flow of energy over a spherical surface of arbitrary radius r yields the total rate of energy radiation by the magnetic dipole, as follows:

00213_psisdg11813_118130i_page_9_7.jpg

As expected,5 the radiated power P is seen to be proportional to the square of the dipole moment m0 and the fourth power of its oscillation frequency ω0.

A personal note of gratitude. I am grateful to Dean James Wyant for, among many other things, providing an environment in which my colleagues and I could thrive, engaging in teaching and research without feeling pressured, and without being burdened by excessive bureaucratic concerns. It has been an honor to be able to call Jim my colleague (and my friend) for the past 33 years.

References

1. 

M. Mansuripur, “Ubiquity of Fourier transformation in Optical Sciences,” Applied Optics, 59 G47 –G63 (2020). https://doi.org/10.1364/AO.390342 Google Scholar

2. 

R. N. Bracewell, The Fourier Transform and Its Applications, 3McGraw-Hill, New York (1999). Google Scholar

3. 

A. Papoulis, Probability, Random Variables, and Stochastic Processes, 2McGraw-Hill, New York (1984). Google Scholar

4. 

M. Mansuripur, Mathematical Methods in Science and Engineering: Applications in Optics and Photonics, Cognella Academic Publishing, San Diego (2020). Google Scholar

5. 

J. D. Jackson, Classical Electrodynamics, 3Wiley, New York (1999). Google Scholar

Notes

[1] Here, we are using the standard definition of rect(x) = 1 when |x| ≤ ½, and 0 otherwise. Similarly, tri(x) = 1 – |x| when |x| ≤ 1, and 0 otherwise.2 The name used for the function hump(x) = ¾ – x2 when |x| ≤ ½, and 00213_psisdg11813_118130i_page_3_9.jpg when 00213_psisdg11813_118130i_page_3_10.jpg, and 0 when 00213_psisdg11813_118130i_page_3_11.jpg, is not standard. The function sinc(x) is often defined as sin(πx)/(πx).

[2] The convention used in this paper with regard to the magnetic fields is B = μ0H + M; consequently, the magnetization M has the units of the B-field. This means that our magnetic dipole 00213_psisdg11813_118130i_page_9_8.jpg, when considered as a small loop of area 𝒜 within the xy-plane that carries a current I around the z-axis, has the dipole moment m0 = μ0I𝒜. According to Eq.(19), the point-dipole’s magnetization M is expressed with the aid of three δ-functions, each having the dimensions of m–1. This makes the dimensionality of M equal to that of μ0 (i.e., henry/meter) times the dimensions of I𝒜δ(x)δ(y)δ(z), which amount to ampere/meter. The latter, of course, are the dimensions of the H-field.

© (2021) COPYRIGHT Society of Photo-Optical Instrumentation Engineers (SPIE). Downloading of the abstract is permitted for personal use only.
Masud Mansuripur "Ubiquity of Fourier transformation in optical sciences", Proc. SPIE 11813, Tribute to James C. Wyant: The Extraordinaire in Optical Metrology and Optics Education, 118130I (9 September 2021); https://doi.org/10.1117/12.2567836
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KEYWORDS
Fourier transforms

Magnetism

Convolution

Free space

Electromagnetism

Spherical lenses

Analog electronics

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